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Financial Derivative Reform - Live Seminar Only
Date: 06/14/2013
Location: The Chicago Bar Association, 321 South Plymouth Court, Chicago, IL 60604
Presented by: Futures and Derivatives Law
Experience Level: Intermediate to Advanced
MCLE Credit: As of 06/13/2015, this program is no longer eligible for MCLE Credit.
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As new Dodd-Frank rules and regulations come into effect, derivatives and swaps are facing a dramatically increased level of oversight and regulation. This seminar will address several key areas where some clarity is developing in the industry and include a discussion on Exchange Enforcement Actions.

Rosemary Hollinger, Associate Director, Enforcement Division, Commodities and Futures Trading Commission

Matt Kluchenek, Baker & McKenzie, LLP
Michael O'Brien, Winston & Strawn LLP
Mark Borrelli, Sidley Austin LLP

Joseph Adamczyk, CME Group, Inc.
Reggie Griffith, Newedge

Richard Reibman, Thompson Coburn LLP
Jeff Anderson, CME Senior Enforcement Counsel

Ken Walker, BMO Financial Group; Chair, CBA Futures & Derivatives Law Committee

Registration / Cancellation Policy

In Person: Registrations for attending programs in-person must be received 3 hours prior to the start of the program or a $10 on-site registration fee will apply. All cancellations for in-person attendance must be received in writing 24-hours prior to the seminar to receive a refund (fax 312-554-2054 or email CLEAdvantage members who do not cancel in-person registration in writing 24-hours prior to the seminar will be subject to a $15 cancellation fee.

Webcast: Registrations for attending a program via live webcast must be completed online prior to the publicized start time of the webcast. Persons registering for webcasts can view webcasts as live or archived events. Cancellations for webcast registrations from non-CLE Advantage members must be received in writing 24-hours prior to the seminar to receive a refund (fax 312-554-2054 or email
Information on Seminar Materials

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