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Meeting Notices


 
Securities Law Committee
 
Date: 02/20/2014
 
Location: The Chicago Bar Association, 321 South Plymouth Court, Chicago, IL 60604
 
Presented by: Securities Law
 
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TOPIC: SEC'S "BROKEN WINDOWS" APPROACH TO ENFORCEMENT
Mr. John Sikora will be discussing the SEC's "Broken Windows" approach to enforcement and its impact on the securities industry.

SPEAKER(S): John Sikora, Latham & Watkins Partner and former Assistant Director of the Asset Management Unit of the Chicago Regional Office of the Securities and Exchange Commission