Securities Law Considerations for Estate Planners

While inherently private in nature, private client investments and activities often are subject to federal and state securities laws. This presentation provides an overview of the impact securities laws can have on private client investments, family offices and related private fund exemptions.  Topics will cover compliance with the Family Office Exemption under the Investment Advisors Act, Section 13(d) and Section16 filings under the Securities Exchange Act of 1934 and Investment Company Act exemptions for family offices.  

Heidi Steele, McDermott Will & Emery LLP
Thomas Olson, McDermott Will & Emery LLP
Sean Koller, McDermott Will & Emery LLP

Program cost:
CLE Advantage Members/Law Students: $0
CBA Member: $80
Non-member: $160

To register click on “Register Myself” and then “Proceed to Checkout.” You must "Submit Order" in your shopping cart to complete your registration. You will receive a confirmation notice when your registration is complete. 
3/26/2020 3:00 PM - 6:00 PM
The Chicago Bar Association 321 S Plymouth Court Chicago, IL 60604 UNITED STATES
** In-Person Event **
Start Time 3:00 PM


Thursday, 26 March 2020

Prior to the seminar, the materials will be available to download free of charge or you can opt to pay $25.00 for a hard copy of the materials available at check-in.
3:00 PM - 6:00 PM
3/26/2020 3:00 PM

** In-Person Event **
Presented By: Trust Law Committee
Experience Level: Basic to Intermediate
MCLE Credit: 2.75 IL MCLE Credit
Event Type: Seminar


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