Securities Law Considerations for Estate Planners - W

While inherently private in nature, private client investments and activities often are subject to federal and state securities laws. This presentation provides an overview of the impact securities laws can have on private client investments, family offices and related private fund exemptions.  Topics will cover compliance with the Family Office Exemption under the Investment Advisors Act, Section 13(d) and Section16 filings under the Securities Exchange Act of 1934 and Investment Company Act exemptions for family offices.  

Speakers:
Heidi Steele, McDermott Will & Emery LLP
Thomas Olson, McDermott Will & Emery LLP
Sean Koller, McDermott Will & Emery LLP

Program cost:
CLE Advantage Members/Law Students: $0
CBA Member: $120
Non-member: $180

To register click on “Register Myself” and then “Proceed to Checkout.” You must "Submit Order" in your shopping cart to complete your registration. You will receive a confirmation notice when your registration is complete. 
When
3/26/2020 3:00 PM - 6:00 PM
Where
Webcast Chicago, IL 60604 UNITED STATES
** Webcast **
Start Time 3:00 PM

** Webcast **
Presented By: Trust Law Committee
Experience Level: Basic to Intermediate
MCLE Credit: 2.75 IL MCLE Credit
Event Type: Seminar

LOGIN TO REGISTER

Sign In


NOTE: You will be locked out after 6 failed login attempts.

In most cases, your username is your member number and your password is your member number followed by your last name (all lowercase and no spaces). If you need help, click on 'Forgot Username' or 'Forgot Password' to retrieve them. If you need further assistance, contact the CBA at cle@chicagobar.org OR 312-554-2000 for help during business hours.