Futures & Derivatives Law: What's New and What's Next? - W

Attorneys in the futures and derivatives industry must stay abreast of new developments in a dynamic, ever-evolving regulatory landscape. Recently, derivatives regulators have finalized a number of rule refinements and proposed the last sets of rulemakings arising from the Dodd-Frank Act. Join us for keynote Josh Sterling, Director of the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight. We will also take a deep dive into self-regulatory enforcement, hot topics, and whether to expect increased criminal prosecution of commodities cases. In this seminar, regulators and leading industry professionals will provide practical guidance and insight relating to current issues impacting the futures and derivatives industry.

REGULATORY HORIZON: WHAT’S NEXT FOR INTERMEDIARIES?  
Josh Sterling, Director, CFTC Division of Swap Dealer and Intermediary Oversight
Sarah Riddell, Associate, Morgan Lewis (Moderator) 

TRENDS IN SRO ENFORCEMENT 
Natalie Petric, Director, Enforcement Counsel, CME Group
Frances Mendieta, Enforcement Counsel, ICE Futures US
Cynthia Cain Ioannacci, Associate General Counsel, National Futures Association
Matt Kluchenek, Partner, Mayer Brown
Conor Weber, Assistant General Counsel, Bank of America (Moderator)

HOT TOPICS IN DERIVATIVES
Jennifer Tveiten-Rifman, Chief Compliance Officer, Gelber Group, LLC
Matt Lisle, General Counsel, DrawBridge Lending, LLC
Bill Costello, Counsel, Bakkt (Moderator)

TRADING ON TRIAL: WILL CRIMINAL CHARGES IN COMMODITIES CASES CONTINUE? 
Jason Yonan, Chief, Securities and Commodities Fraud Section, U.S. Attorney’s Office for the Northern District of Illinois
Cliff Histed, Partner, K&L Gates
Shaun Ledgerwood, Principal, The Brattle Group
Ansley Schrimpf, Associate, Mayer Brown (Moderator)



Program cost:
CLE Advantage Members/Law Students: $0
CBA Member: $50
Non-member: $120

To register, sign in to website, click on “Register Myself” and then “Proceed to Checkout.” You must "Submit Order" in your shopping cart to complete your registration. You will receive a confirmation notice when your registration is complete. 
When
6/5/2020 1:00 PM - 4:00 PM
Where
Webcast Chicago, IL 60604 UNITED STATES
** Webcast **
Start Time 1:00 PM

** Webcast **
Presented By: Futures and Derivatives Law Committee
Experience Level: Intermediate
MCLE Credit: 2.75 IL MCLE Credit
Event Type: Seminar

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